1 Mapping the ocean floor
The depth to the ocean floor and the roughness of the bottom vary throughout the oceans as a result of numerous geologic processes [2]. This seafloor topography influences the ocean circulation and mixing that moderate Earth's climate [11,18], and the biological diversity and food resources of the sea. The ocean floor records the geologic history and activity of the ocean basins [17], revealing areas that may store resources such as oil and gas [6], and generate earthquakes and tsunamis [15]. Despite the importance of Earth's ocean floor to our quality of life, we have made much better maps of the surfaces of other planets, moons, and asteroids.
After five decades of surveying by ships carrying echosounders, most of the ocean floor remains unexplored and there are vast gaps between survey lines (Fig. 1). The primary reason for this lack of data is that ships are slow and expensive to operate. For example, a systematic mapping of the deep oceans by ships would take more than 120 years of survey time. Moreover, because the swath width of a multibeam echo sounder is proportional to depth, it takes much longer (750 ship-years) to survey the shallow (<500 m) continental margins [3]. While shipboard surveys offer the only means for high-resolution seafloor mapping, moderate accuracy and resolution (12–17 km full wavelength) can be achieved using satellite radar altimetry at a fraction of the time and cost (Fig. 2). Radar altimeters aboard the ERS-1 and GEOSAT spacecraft have surveyed the marine gravity field over nearly all of the world's oceans to a high accuracy and moderate spatial resolution of 25–45 km [4,23,27]. In the wavelength band 10 to 160 km, variations in gravity anomaly are highly correlated with seafloor topography (Fig. 3) and thus, in principle, can be used to recover topography [1,5,10,22,25]. The sparse ship soundings constrain the long wavelength (>160 km) variations in seafloor depth and are also used to calibrate the local variations in topography to gravity ratio associated with varying tectonics and sedimentation.
Satellites have another advantage in comparison to the present database of echosoundings, namely globally uniform resolution. By carrying the same sensor all over the globe, a satellite makes measurements of the same quality everywhere, a requirement for mapping the global distribution patterns of bathymetric features. Ships have not done this. The era of frontier exploration, when scientists could take ships into remote areas merely for curiosity's sake, was an era of single-beam echosounders and relatively poor navigation. The last two decades have seen great technical advances in echosounding (multibeam swath mapping systems, Fig. 2) and navigation (Global Positioning System), but these have been deployed over only a few percent of the ocean's area. The focus has been on coastal regions and Exclusive Economic Zones, and research emphasizing ‘hypothesis testing’, which requires ships to revisit previously surveyed areas. The result is that even today, most of the data available in the remote oceans are the old-style, low-tech data.
1.1 Sensing gravity and bathymetry from space
The ocean's surface has broad bumps and dips that reflect variations in the pull of gravity. In the deep ocean where sediments are thin, seafloor features such as seamounts produce minor variations in gravity, which in turn produce tiny variations in ocean surface height (Fig. 3). On the shallow continental margins, where sediments are thick and the seafloor is relatively flat, gravity anomalies reflect the structure of the sedimentary basins. Gravity can be measured at orbital altitude using spacecraft such as CHAMP, GRACE, and GOCE [27]. However, because these spacecraft measure gravity at altitudes higher than 250 km, they are unable to recover wavelengths shorter than about 160 km. In contrast, satellite altimeters offer much higher spatial resolution gravity measurements because they sense the gravity field at the ocean surface, which is typically only 4 km above the seafloor. In the deep ocean basins, where sediments are thin and seabed geology is simple, satellite altimeter data may be used to predict bathymetry at a half-wavelength scale of 6–9 km (Fig. 3). Existing satellite altimeter data have proved the feasibility of the technique and revealed the overall, large-scale tectonic features of the ocean basins. A properly designed mission using existing technology could bring significant new resolution (Fig. 4), capturing a critical scale of features, and facilitating new science and applications.
The radar altimeter measures sea-surface bumps and dips by measuring the travel time of microwave pulses. These pulses reflect from an area of ocean surface (footprint) that grows with increasing sea state. For gravity field recovery and bathymetric estimation, along track sea surface height differences (slopes) are needed, instead of absolute heights. The major error source is the roughness of the ocean surface due to ocean waves. This means that a new mission optimized for recovery of gravity and bathymetry can be can be simpler and cheaper than other altimeter missions such as TOPEX/Poseidon used to measure ocean dynamics and sea-level rise. This is because the absolute height, and any component of height which changes only over wavelengths much longer than a few hundred kilometers, is irrelevant, as it contributes to negligible slope. For example, most of the standard altimeter corrections such as radial orbit error, ionosphere and troposphere delays, and deep ocean tides have slopes less than 1 μrad, which corresponds to 1-mGal gravity accuracy. Besides having less stringent accuracy requirements, an altimeter optimized for gravity field recovery must have dense ground track coverage. Current altimeters optimized for physical oceanography all have repeating orbits with sparse track coverage and thus do not contribute to the recovery of high-resolution gravity and bathymetry.
2 New science
A new space bathymetry mission would furnish – for the first time – a global view of the ocean floor at the proper scale to enable important progress in basic and applied science. Ocean and climate modelers and forecasters would be able to account for how the ocean bottom steers currents and how bottom roughness controls the mixing of heat, greenhouse gases, and nutrients. The details of the tectonic and volcanic processes that shape the ocean floor could be studied in their full complexity, beyond the over-simplified view given in the plate tectonic theory. The hazards to coastal communities posed by tsunamis could be more realistically assessed, as deep-ocean bathymetry focuses and defocuses tsunami wave energy to the extent that coastal wave height can vary by factors of 2–3.
2.1 Ocean circulation, mixing, and climate
Bathymetry defines the bottom boundary of the ocean. At large scales it determines basic flow patterns of ocean circulation. At small scales, it controls the transport of water between ocean basins, and seafloor roughness converts energy from horizontal flows to mix the ocean vertically. Both ocean circulation and mixing play major roles in climate.
The sun fuels the Earth's climate system, supplying most of its energy near the equator. The tropics would be painfully hot and high latitudes uninhabitably cold were it not for the atmosphere and ocean, which spread the sun's energy poleward. Both the atmosphere and the ocean contribute roughly equally to the poleward transfer of heat, but the ocean has vastly greater heat storage capacity. The energy required to heat the entire atmosphere by 1 °C would warm the ocean by less than 0.001 °C. Because the ocean is slow to heat and cool, it moderates climate change.
To evaluate how the ocean influences climate, oceanographers try to understand how the ocean transports and stores climatologically important properties such as heat and carbon dioxide. This requires identifying the routes that water follows as it flows in deep currents along the seafloor, as well as how it mixes with other waters as it moves along. The deepest, densest water in ocean basins results from sinking at high latitudes. Water that has sunk recently contains the most recent signature of the current state of the climate: high concentrations of carbon dioxide, for example, or slightly warmer temperatures than less-recently ventilated water. State-of-the-art ocean models investigate the impact of mixing from overflows over sills and in deep ocean basins through direct simulation and parameterization. Because ocean currents interact with the bottom of the ocean, detailed knowledge of seafloor bathymetry will help improve predictions of the global ocean circulation and heat transport, and thus their effect on climate.
2.2 Predicting ocean circulation
Numerical models of the ocean's circulation forecast currents for shipping and military operations, predict climate, provide early warnings for natural disasters, and help us to understand the fundamental physics that governs ocean circulation, which in turn helps to develop improved forecast models. Bathymetry provides the bottom boundary condition for all types of ocean models [7]. Ocean circulation models are remarkably sensitive to small perturbations in bathymetry. In high-resolution models used to predict oceanic flows, small (25 km) topographic features can steer major currents (Fig. 5). Other ocean models run for climate prediction show how changes in bathymetry influence poleward heat transport. Ocean climate modelers looked at the impact of changing the depth of the ridge separating the high-latitude Norwegian Sea from the North Atlantic Ocean. In their model, the ocean transports nearly twice as much heat northward when the ridge contains deep passageways. This difference implies significantly different climate regimes. These results show that accurate representation of ridges and canyons is important even for low-resolution climate models, and that topographic features in the deep ocean can steer upper-ocean and surface level flows, even when the flow does not intersect topography.
In the future, accurate high-resolution bathymetry is expected to become a more pressing requirement, as other modeling challenges are solved. In the next ten years, projected increases in computer power will permit global models to simulate eddies and currents with scales of 10 km or less. New satellite-derived bathymetry will then be needed to give modelers of the ocean bottom boundary at the same resolution as the currents and eddies they want to model. This will help to make ocean circulation models that better predict how heat and other water properties move through the ocean to influence climate.
2.3 Understanding ocean mixing
Small-scale bathymetry has a large impact on ocean circulation because it influences how water mixes [21]. Understanding how the ocean mixes is crucial for understanding the Earth's climate because vertical mixing determines how quickly heat and carbon dioxide can penetrate into the deep ocean [9]. Predictions of global sea level rise over the next century differ by 25% or more depending on the rate of vertical mixing. Most deep-ocean mixing can be attributed to two processes, both of which depend on bathymetry. As water flows through tightly constrained passageways and over sills it rapidly mixes with surrounding water. This mixing affects the concentrations of heat and dissolved gases in seawater and the total quantities that can be stored in the ocean. As a result, in models containing these passageways, small changes to the topography can lead to significant changes in ocean circulation and in the way that heat is transported through the ocean.
Vertical mixing in the deep ocean also controls aspects of the horizontal circulation. Both wind-driven and tidal currents generate internal waves when they flow over abyssal topography. These waves subsequently mix the ocean vertically through wave breaking or other mechanisms. Measurements of vertical mixing in the Brazil Basin indicate that mixing rates vary with geographic location and depth, and the energetics of dissipation depends on fine-scale topography in the deep ocean (Fig. 6). Models that predict future climate will require accurate bathymetry in order to predict spatially varying mixing rates. Unfortunately, the best global bathymetry that is currently available does not resolve seafloor topography at all length scales. Theoretical studies suggest that bathymetric features as small as 1 km may influence mixing. A new mission could map the length scales constraining 50% to 70% of the tidally driven mixing. Some features that generate internal waves are too small to be visible from space, but they may be predicted statistically, provided that bathymetry is resolved down to lengths where the statistics of roughness may be extrapolated from fractal models (8 km, Fig. 4).
There are still unknown circulation pathways in the ocean, and the best bathymetry cannot yet determine where critical mixing is happening. A factor-of-two increase in the horizontal scales resolved and a factor-of-five increase in the signal-to-noise ratio, possible with the proposed satellite mission, will permit many of these currently unknown pathways to be mapped, and areas with topographically enhanced mixing to be found.
2.4 Beyond plate tectonics
The broad architecture and geologic history of the ocean basins can be elegantly explained by the plate tectonic theory, which states that the Earth's outer rocky layer is divided into a number of rigid blocks called plates. These plates move slowly over the Earth's surface. The plate's interiors should be geologically stable and inactive, and earthquakes, volcanoes, and mountain building occur only near plate boundaries. This theory grew up in the 1960s when seafloor bathymetry was relatively crude; evidence came primarily from the geographical pattern of seafloor magnetic anomalies, and the global distribution of earthquakes, volcanoes, and fossils.
In the mid-1990s, satellite altimeter measurements of the marine gravity field provided the first globally uniform and detailed view of ocean floor architecture [23]. This new view seemed to both confirm and complicate plate tectonic theory. The satellite perspective displayed a globally continuous pattern of mid-ocean ridges and fracture zones, as the theory predicted. However, the data also revealed many features that the theory did not anticipate – mid-ocean ridges that propagated into old, thick oceanic lithosphere; spreading centers that overlapped (sometimes forming microplates that rotate rapidly between larger plates for a few million years); and a very complex pattern of volcanic seamounts in the interiors of plates [29]. These new features provide clues to the changing forces applied to the tectonic plates and the geologic history of our planet.
The improved resolution of a new space bathymetry mission will reveal hundreds of small structures on a global basis, and patterns of volcanism and fracturing that are not currently mapped. A more detailed view of the global mid-ocean ridge spreading system will permit a better understanding of what causes ridges to periodically break into segments, what causes the topographic variability displayed at mid-ocean ridges [24] (Fig. 4), and whether there is a limit to how fast seafloor can be created at spreading centers [19]. A clearer view of plate motion over the past 180 million years recorded in the patterns of ocean floor structures [17] will shed light on the synchroneity of plate reorganizations and plate motion changes, and hence on the strength of plates, an important question in earthquake physics. Plate location through time is linked to the opening and closing of seaways, which may have influenced climate by dramatically changing global ocean circulation patterns.
2.5 Origin of undersea volcanoes
Seamounts are active or extinct undersea volcanoes. They sustain important ecological communities, determine habitats for fish, and act as obstacles to water currents, enhancing tidal energy dissipation and ocean mixing. For all these reasons, it is important to map them. Seamounts come in a range of sizes, and the smaller ones are much more common than the larger ones [28]. Analysis of the size distribution suggests that a new space-based mapping should increase the number of charted seamounts 18-fold, from roughly 3000 to nearly 60 000 (Fig. 7).
Patterns in the geographical distribution of seamounts may settle a debate about the fundamental relationship between volcanism and plate tectonics [20]. In the basic plate theory, plate interiors are geologically inactive, and a ‘hot spot’ theory was added to explain linear volcanic chains in the middles of plates, such as at Hawaii. Although this theory is now enshrined in all introductory textbooks, many scientists are questioning its validity. Some believe it cannot explain all seamount chains, and a few scientists do not believe hotspots exist at all. Alternative explanations include excess magma supply spilling beyond mid-ocean ridges, stretching and cracking of plates, or small-scale convection under plates. A space-based mapping will be required to address the issue, as the seamount distribution pattern can only be revealed by a systematic mapping with a globally uniform resolution of seamount sizes.
2.6 Forecasting tsunamis
Tsunamis are waves triggered by earthquakes and landslides or, rarely, an unusually large seafloor volcanic eruption [15]. A large tsunami can drive huge waves against the coastlines, endangering people and damaging property in low-lying areas. The tragic Indonesian Tsunami of December 26, 2004 killed more than 200 000 people and left millions homeless. Early warning systems for tsunamis can save lives by allowing people to evacuate, but tsunami forecasts have to be done quickly because tsunamis can traverse the entire ocean basins in just a few hours. Tsunami simulations [14] have shown that relatively small-scale details of deep-ocean bathymetry have a significant impact on tsunami heights because of the cumulative effect of refraction (Fig. 8). In many parts of the North Pacific, the predicted maximum tsunami height differs dramatically depending on the resolution of the bathymetry. Further improvements in bathymetry are expected to produce significant improvements in tsunami forecasts, facilitating mitigation in shoreline regions that are frequently endangered and allowing targeted evacuations of at-risk populations. The bathymetry of the Indian Ocean is very poorly sampled by ships and thus a systematic mapping at 10-km resolution is needed to compile a library of tsunami scenarios for rapid consultation in case of another major event. This effort should be completed as soon as possible, because major earthquakes are sometimes clustered in time.
3 Other applications of improved bathymetry
3.1 Continental margins and hydrocarbon exploration
Geologists call the outermost layer of rocky earth the ‘crust’. Continental crust is much thicker and older than oceanic crust. The margin of the continental crust, which is formed by rifting, is structurally complex and often obscured by thick layers of sediment. Understanding the margins and their sedimentary basins is important because most of the world's oil and gas wealth is formed in basins at the continental margins, and because new international law allows new territorial claims in this area.
In the deep ocean, where the crust is young and the overlying sediments are thin, ocean surface gravity anomalies observable from space are easily correlated with bathymetry. The situation is different at the continental margins, where sediments are thick and the underlying rocks are of variable density and thickness. Here, gravity anomalies are often poorly correlated with bathymetry. Despite the lack of direct correlation between bathymetry and gravity at a margin, the gravity data obtained from a new space bathymetry mission would dramatically improve our understanding of the variety of continental margins in several ways. Gravity anomalies reveal mass anomalies and their compensation; these can be interpreted to reveal sediment types and basin locations [6]. A uniform, high-resolution gravity mapping continuous from the deep ocean to the shallow shelf will make it possible to follow fracture zones and other structures out of the ocean basin onto the adjacent continent, to define and compare segmentation of margins along their length, and to indicate the position of the continent-ocean boundary. Rifted, fault-bounded blocks of continental crust often have dimensions of 5–25 km by 20–100 km. The shapes of these blocks must be seen in three dimensions to understand rifting tectonics. These individual blocks are not resolved in current data but would be mapped by the proposed space bathymetry mission. While current altimeter data delineate the large offshore basins and major structures, they do not resolve some of the smaller geomorphic features, including the smaller basins. Spatial scales shorter than 20 km in the presently available data cannot be interpreted with confidence close to shore, as the raw altimeter data are often missing or unreliable near the coast. The exploration industry would benefit from altimeter data with as much resolution as possible and extending as near-shore as possible.
3.2 Law of the sea definition of the continental shelf
One of the many objectives of the United Nations' Convention on the Law of the Sea is to subdivide ocean space into zones under the jurisdiction of a Coastal State or of the International Seabed Authority. Coastal States may claim territorial rights to the seabed and its resources beyond their traditional Exclusive Economic Zones by submitting a claim to a Juridical Continental Shelf. This shelf represents a seaward prolongation of a State's territory and must be delineated according to a complex legal formula prescribed in Article 76 of the Convention. Bathymetry from Space can potentially contribute to resolving one element of the formula, the 2500-m isobath [16]. Altimetry can also contribute to the problem of determining the location of the foot of the slope. Such uses of altimetric data are consistent with the view expressed by the Commission on the Limits of the Continental Shelf that altimetric data will be considered admissible as supporting information in a submission.
Although publications on space bathymetry caution that the technique may not be most accurate in continental slope and rise areas, it seems to be accurate enough for the purpose of determining a Juridical Continental Shelf under Article 76. A joint US–Canadian study compared the location of the 2500-m isobath as measured by acoustic swath bathymetry from a GPS-navigated ship survey, and as estimated from the space bathymetry technique using existing satellite data. The study found that the location discrepancies between the two techniques were small enough to be within International Hydrographic Organization guidelines for errors in bathymetric surveys. To maximize the territory claimed, the Convention allows Coastal States to select data emphasizing seaward protrusions of their shelves. Thus, it is likely that space bathymetry will be used for reconnaissance of areas where a State might profitably invest in more detailed ship surveys.
3.3 Inertial navigation
A passenger in a moving vehicle can perceive changes in the vehicle's velocity (direction or speed), because they cause the passenger's body to lean in the direction opposite the change. Inertial navigation systems work the same way, computing the motion of a vehicle by sensing accelerations on it. Precise inertial navigation systems require knowledge of gravity anomalies; otherwise, a tilt of the direction of gravity (Fig. 3) is mistaken for a turn of the vehicle.
Advanced integrated navigation systems now in use on some ships and aircraft require knowledge of anomalies in the direction of gravity at the 0.5 arc-second (2 μrad) level for optimum performance. Military data supporting this requirement were collected over limited areas of the Earth during the Cold War. A systematic global dataset of this quality does not yet exist. The measurements that a new bathymetry from space mission would obtain – sea-surface slopes to 1 μrad – will allow computation of the gravity deflection angles at sufficient precision to support precise inertial navigation at sea over nearly the entire globe.
4 Implementation
Current space bathymetry can resolve 12 km on rough seafloor and only 20 km on smooth seafloor. A new mission with sufficient accuracy to resolve 6–9 km would capture most of the interesting geophysics of seafloor spreading and the statistical properties of the finer-scale roughness.
4.1 Current limitations and future requirements
The laws of physics impose a fundamental limit on the resolution of the topography that can be inferred from sea surface gravity to about twice the regional ocean depth, which is 6–9 km in the deep ocean. This physical limit has not yet been achieved from satellite altimetry because the ocean surface is roughened by waves that are typically 2–4 m tall. Conventional radar altimeters illuminate a spot on the ocean surface that is large enough to average out some of the local irregularities due to ocean waves. The noise is further reduced by averaging a thousand pulses over a 6 km distance along the satellite track. Attaining the physical limit will require a factor-of-five improvement in the accuracy of the global sea surface slope, which can be achieved through a combination of improved radar technology and multiple mappings. We envision a new mission with the following characteristics:
4.1.1 Altimeter precision
The most important requirement is improvement in ranging technology to achieve at least a factor-of-two enhancement in range precision (with respect to older altimeters such as GEOSAT and TOPEX) in a typical sea state of 3 m. In shallow water, where upward continuation is minor, and in calm seas where waves are not significant, it will also be important to have an along-track footprint that is much less than one-half of the resolution. This footprint is smaller than the standard pulse-limited footprint of GEOSAT or TOPEX, so new technology must be used.
4.1.2 Mission duration
The GEOSAT Geodetic Mission (1.5 years), which has superior range precision to the ERS-1 Geodetic Mission [30] (1 year), provided a single mapping of the oceans at ∼5-km track spacing. Since the measurement noise scales as the square root of the number of measurements, a six-year mission could reduce the error by an additional factor of two.
4.1.3 Moderate inclination
The short, non-repeat orbit phases of the GEOSAT and ERS-1 altimeters had relatively high inclination (72° GEOSAT, 82° ERS) and thus poor accuracy of the east–west slope at the equator. A new mission should have an inclination of ∼60° to improve east–west slope recovery. This, combined with the other improvements, will meet the factor-of-five requirement.
4.1.4 Near-shore tracking
For applications near coastlines, the ability of the instrument to track the ocean surface close to shore, and acquire the surface soon after leaving land, is desirable.
It should be stressed that the basic measurement is not the height of the ocean surface but the slope of the ocean surface to an accuracy of better than 1 μrad (1-mm height change over 1-km horizontal distance). The need to resolve height differences, and not heights, means that the mission can be much cheaper than other altimeter missions and can take advantage of a spacecraft platform that is less stable than other missions require. The 1-μrad slope precision can be achieved without measuring radar propagation delays in the ionosphere and troposphere, as the slopes of these corrections are negligible. These factors reduce the cost and complexity of the spacecraft with respect to a typical altimeter optimized for recovery of ocean currents.
4.1.5 Delay-Doppler altimeter technology
A delay-Doppler radar altimeter such as planned for CryoSat II can deliver the required height precision and spatial resolution. This innovative satellite altimeter uses signal processing strategies borrowed from synthetic aperture radar to improve height measurement precision by a factor of two, and to reduce along-track footprint size by a factor of five or more, in marked contrast to a conventional radar altimeter. Unfortunately the CryoSat ground segment cannot capture the full SAR waveforms globally so it will be operated as a conventional altimeter over the oceans. Onboard processing, to reduce the data transmission requirements, has been demonstrated in a delay-Doppler altimeter built by the Johns Hopkins University Applied Physics Laboratory (JHU APL) and flight-tested on Naval Research Laboratory (NRL) and National Aeronautics and Space Administration (NASA) P-3 aircraft. A preliminary design study by JHU APL for the National Oceanic and Atmospheric Administration (NOAA) suggests that a delay-Doppler space bathymetry mission could be completed for approximately $60 M, plus launch costs.
Acknowledgements
This material is based upon work supported by the National Science Foundation under Grant No. 0326707.